Dong Yoon Seo
徐東潤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong Yoon Seo (徐東潤), a licensed former licensee with CE reference AEK990. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-08 | 2016-06-15 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
RO | Type 4 — Advising on securities | 2010-12-08 | 2016-06-15 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-12-08 | 2016-06-15 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
RO | Type 9 — Asset management | 2010-12-08 | 2013-08-31 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-20 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-20 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-20 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-20 |