William Ho Leung Lee
李浩良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Ho Leung Lee (李浩良), a licensed former licensee with CE reference AEL247. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 4 — Advising on securities | 2024-03-12 | 2024-09-30 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-12-31 | 2024-09-30 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 9 — Asset management | 2020-12-31 | 2024-09-30 |
| Veda Capital Limited 智略資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-08-09 | 2020-11-02 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-05 | 2017-09-12 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-08-05 | 2017-09-12 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
RO | Type 9 — Asset management | 2016-08-05 | 2017-09-12 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-04 | 2016-08-05 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-04 | 2016-08-05 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-07-04 | 2016-08-05 |
| BCCF Securities Co., Limited 文心証券有限公司 |
RO | Type 4 — Advising on securities | 2016-04-01 | 2016-06-17 |
| BCCF Securities Co., Limited 文心証券有限公司 |
RO | Type 9 — Asset management | 2016-04-01 | 2016-06-17 |
| IAM Legacy Limited 星安傳承有限公司 |
RO | Type 4 — Advising on securities | 2014-10-23 | 2015-02-09 |
| IAM Legacy Limited 星安傳承有限公司 |
RO | Type 9 — Asset management | 2014-10-23 | 2015-02-09 |
| CC Finance Limited 思齊資本融資有限公司 |
RO | Type 1 — Dealing in securities | 2010-10-20 | 2014-02-26 |
| CC Finance Limited 思齊資本融資有限公司 |
RO | Type 4 — Advising on securities | 2010-10-20 | 2014-02-26 |
| CC Finance Limited 思齊資本融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-10-20 | 2014-02-26 |
| CC SIF Advisory Limited |
RO | Type 6 — Advising on corporate finance | 2008-07-07 | 2014-02-26 |
| CC SIF Advisory Limited |
RO | Type 9 — Asset management | 2008-07-07 | 2014-02-26 |
| CC SIF Advisory Limited |
Rep | Type 4 — Advising on securities | 2008-01-18 | 2014-02-26 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-28 | 2010-10-20 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-28 | 2010-10-20 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-06-28 | 2010-10-20 |