Christine Sheung Yi Chow
周尚頤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christine Sheung Yi Chow (周尚頤), a licensed former licensee with CE reference AEL271. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-10-07 | 2022-10-27 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-10-07 | 2022-10-27 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-10-07 | 2022-10-27 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-10-07 | 2022-10-27 |
| VisionGain Capital Limited 滙信資本有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-31 | 2015-06-18 |
| VisionGain Capital Limited 滙信資本有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-09 | 2009-09-01 |