Kwai Sheung Lee
李桂嫦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai Sheung Lee (李桂嫦), a licensed Responsible Officer with CE reference AEL274. Currently licensed at 1 firm(s): YF Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YF Securities Company Limited 怡發證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-23 | present |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2019-05-23 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-03 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-03 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-03 |