Robert Waldo Lance
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Waldo Lance ( ), a licensed former licensee with CE reference AEL830. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zerobridge Partners Advisory Limited | Rep | Type 1 — Dealing in securities | 2020-09-16 | 2021-02-02 |
| Zerobridge Partners Advisory Limited | Rep | Type 4 — Advising on securities | 2020-09-16 | 2021-02-02 |
| MCM Investment Partners Limited (以曼睿資管名義經營業務) |
RO | Type 9 — Asset management | 2018-07-03 | 2019-12-31 |
| MCM Investment Partners Limited (以曼睿資管名義經營業務) |
Rep | Type 9 — Asset management | 2018-05-09 | 2018-07-03 |
| Ascalon Capital Limited |
RO | Type 1 — Dealing in securities | 2014-01-15 | 2016-03-08 |
| Double Haven Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-11-02 | 2013-03-01 |
| Double Haven Capital (Hong Kong) Limited | RO | Type 9 — Asset management | 2007-02-16 | 2012-11-02 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-08 | 2006-12-29 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-08-08 | 2006-12-29 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 9 — Asset management | 2006-08-08 | 2006-12-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
RO | Type 1 — Dealing in securities | 2005-06-24 | 2006-02-24 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2005-06-24 | 2006-02-24 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-20 | 2005-06-24 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
RO | Type 1 — Dealing in securities | 2003-12-12 | 2004-07-11 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2003-12-12 | 2004-07-11 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-06-03 | 2003-09-19 |
| Lehman Brothers Futures Asia Limited |
Rep | Type 7 — Providing automated trading services | 2003-06-03 | 2003-09-08 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-06-03 | 2003-09-04 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
RO | Type 2 — Dealing in futures contracts | 2003-06-03 | 2006-02-24 |
| Lehman Brothers Futures Asia Limited |
RO | Type 2 — Dealing in futures contracts | 2003-06-03 | 2006-02-24 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-04-23 | 2003-12-12 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2003-04-23 | 2003-12-12 |