Ricky Wai Ming Wong
王偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Wai Ming Wong (王偉明), a licensed former licensee with CE reference AEM186. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central China International Futures Company Limited 中州國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-08-29 | 2023-08-17 |
| Central China International Futures Company Limited 中州國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-08-29 | 2023-08-17 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
RO | Type 4 — Advising on securities | 2016-07-14 | 2025-06-21 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-07-13 | 2025-06-21 |
| Charleswin Bullion Limited 齊榮金號有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-05-25 | 2015-04-30 |
| Yicko Securities Limited 益高證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-08-31 | 2015-04-30 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-08-31 |
| Yicko Futures Limited 益高期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-06-01 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-20 |
| Yicko Futures Limited 益高期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-06-01 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-20 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-20 |
| Yicko Futures Limited 益高期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-01 |