Benjamin Wen Jing Wu
吳文京
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Wen Jing Wu (吳文京), a licensed former licensee with CE reference AEM784. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RaffAello Capital Limited | RO | Type 6 — Advising on corporate finance | 2018-12-24 | 2020-12-31 |
| RaffAello Capital Limited | Rep | Type 6 — Advising on corporate finance | 2018-12-20 | 2018-12-24 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-05-24 | 2018-11-30 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 1 — Dealing in securities | 2015-03-27 | 2016-05-15 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-03-27 | 2016-05-15 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-20 | 2015-03-27 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-03-20 | 2015-03-27 |
| TC Capital Management Limited 天財資產管理有限公司 |
RO | Type 9 — Asset management | 2013-07-03 | 2015-03-10 |
| TC Capital Management Limited 天財資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-12-20 | 2013-07-03 |
| TC Capital International Limited 天財資本國際有限公司 |
RO | Type 1 — Dealing in securities | 2010-08-11 | 2015-02-24 |
| TC Capital International Limited 天財資本國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-08-11 | 2015-02-24 |
| Evolution Asia Investments Limited | RO | Type 1 — Dealing in securities | present | 2008-06-19 |
| Evolution Asia Investments Limited | RO | Type 4 — Advising on securities | present | 2004-07-27 |
| Evolution Asia Investments Limited | RO | Type 6 — Advising on corporate finance | present | 2008-06-19 |
| Evolution Asia Investments Limited | RO | Type 9 — Asset management | present | 2004-07-27 |