Ka Man (SFC:AEN542) Au
區家民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Man (SFC:AEN542) Au (區家民), a licensed former licensee with CE reference AEN542. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2017-10-03 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-19 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-19 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-26 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-19 |