Bruce Carroll Allen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bruce Carroll Allen ( ), a licensed former licensee with CE reference AEO174. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIF Capital Limited 殷庫資本有限公司 |
RO | Type 4 — Advising on securities | present | 2005-03-14 |
| Asian Infrastructure Fund Advisers Limited |
RO | Type 4 — Advising on securities | present | 2005-03-14 |
| Asian Infrastructure Fund Advisers Limited |
RO | Type 6 — Advising on corporate finance | present | 2004-08-02 |
| AIF Capital Limited 殷庫資本有限公司 |
RO | Type 9 — Asset management | present | 2005-03-14 |
| Asian Infrastructure Fund Advisers Limited |
RO | Type 9 — Asset management | present | 2005-03-14 |