Ka Kin Tse
謝家健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Kin Tse (謝家健), a licensed Responsible Officer with CE reference AEO179. Currently licensed at 2 firm(s): Fulbright Futures Limited, Fulbright Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-11-20 | present |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-14 | present |
| Fulbright Futures Limited 富昌期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-06-14 | 2018-11-20 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-12-14 | 2018-06-14 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2018-06-14 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-09 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-09 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-11-09 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-09 |