Steve Tang Hon Kwok
郭騰瀚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steve Tang Hon Kwok (郭騰瀚), a licensed Responsible Officer with CE reference AEO399. Currently licensed at 1 firm(s): TVC Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TVC Management Limited |
RO | Type 4 — Advising on securities | 2023-03-30 | present |
| TVC Management Limited |
RO | Type 9 — Asset management | 2023-03-30 | present |
| TVC Management Limited |
Rep | Type 4 — Advising on securities | 2023-02-27 | 2023-03-30 |
| TVC Management Limited |
Rep | Type 9 — Asset management | 2023-02-27 | 2023-03-30 |
| ARTE Capital Management Limited 安泰資本管理有限公司 |
RO | Type 4 — Advising on securities | 2021-02-10 | 2023-01-25 |
| ARTE Capital Management Limited 安泰資本管理有限公司 |
RO | Type 9 — Asset management | 2021-02-10 | 2023-01-25 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
RO | Type 4 — Advising on securities | 2020-01-06 | 2020-11-08 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
RO | Type 9 — Asset management | 2020-01-06 | 2020-11-08 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-24 | 2020-01-06 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-12-24 | 2020-01-06 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-14 | 2019-09-28 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-18 | 2018-02-14 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-06-12 | 2019-09-28 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 9 — Asset management | 2017-06-12 | 2019-09-28 |
| TVC Management Limited |
RO | Type 4 — Advising on securities | 2005-06-13 | 2017-05-31 |
| TVC Management Limited |
RO | Type 9 — Asset management | 2005-06-13 | 2017-05-31 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2003-04-25 | 2005-05-23 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
RO | Type 4 — Advising on securities | present | 2005-05-23 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
RO | Type 9 — Asset management | present | 2005-05-23 |