Helena Na Wah Chan
陳那華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Helena Na Wah Chan (陳那華), a licensed former licensee with CE reference AEO672. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| INTL Global Currencies (Asia) Limited |
RO | Type 3 — Leveraged foreign exchange trading | 2007-08-23 | 2008-08-31 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-01 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-01 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-01 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-03-01 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-01 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | present | 2005-03-01 |