Louis Chi Ming Yiu
姚志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louis Chi Ming Yiu (姚志明), a licensed former licensee with CE reference AEP392. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hologram Capital Limited 中孚資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-03-27 | 2021-02-23 |
| Hologram Capital Limited 中孚資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-03-01 | 2019-03-27 |
| China AF Corporate Finance Limited 中國農信財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-02-01 | 2018-10-31 |
| Walker Capital Limited 睿嘉資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-09-24 | 2015-12-18 |
| Pacific Challenge Corporate Finance Limited 太平洋興業財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-10-03 | 2010-03-31 |
| Get Nice Capital Limited 結好融資有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-08-16 |
| Get Nice Capital Limited 結好融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2014-07-01 |