John Bennett Liptak
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Bennett Liptak ( ), a licensed former licensee with CE reference AEQ330. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-16 | 2015-05-17 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-16 | 2015-05-17 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-08 | 2014-02-10 |
| Tribridge Investment Partners Limited | Rep | Type 4 — Advising on securities | 2009-08-05 | 2010-03-05 |
| Tribridge Investment Partners Limited | Rep | Type 9 — Asset management | 2009-08-05 | 2010-03-05 |