Carlotta Ka Lok Foo
傅家樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carlotta Ka Lok Foo (傅家樂), a licensed former licensee with CE reference AEQ437. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Double Haven Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2008-04-09 | 2012-09-28 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-03-08 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2008-03-08 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2008-03-08 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 9 — Asset management | present | 2008-03-08 |