Chi Ming (SFC:AER242) Chan
陳志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming (SFC:AER242) Chan (陳志明), a licensed former licensee with CE reference AER242. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-07 | 2020-03-27 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-07 | 2020-03-27 |
| Celestial Securities Limited 時富證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-07 | 2020-03-27 |
| Celestial Commodities Limited 時富商品有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-06-07 | 2020-03-27 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 4 — Advising on securities | 2018-06-07 | 2020-03-27 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-06-07 | 2020-03-27 |
| CASH Asset Management Limited 時富資產管理有限公司 |
RO | Type 9 — Asset management | 2018-06-07 | 2020-03-27 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 9 — Asset management | 2018-06-07 | 2020-03-27 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 1 — Dealing in securities | present | 2014-05-01 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2014-05-01 |