thomas Kenneth Wai Cheung Ku
顧維章
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for thomas Kenneth Wai Cheung Ku (顧維章), a licensed former licensee with CE reference AER784. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
RO | Type 1 — Dealing in securities | 2004-08-11 | 2020-08-17 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
RO | Type 4 — Advising on securities | 2004-08-11 | 2020-08-17 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
RO | Type 9 — Asset management | 2004-08-11 | 2020-08-17 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-21 | 2004-08-11 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2003-05-21 | 2004-08-11 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-05-21 | 2004-08-19 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 9 — Asset management | 2003-05-21 | 2004-08-11 |