Lorenz Michael Chenaux-Repond
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lorenz Michael Chenaux-Repond ( ), a licensed former licensee with CE reference AES431. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2016-02-16 | 2021-05-14 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2016-02-16 | 2021-05-14 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-06-16 | 2016-02-16 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-06-16 | 2016-02-16 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2003-06-25 |