Shu Shin Kuan
關素馨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Shin Kuan (關素馨), a licensed former licensee with CE reference AET363. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AM Squared Limited | RO | Type 9 — Asset management | 2005-06-30 | 2011-03-04 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2004-03-12 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2004-03-12 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-03-12 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2004-03-12 |