Michael Stockford
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Stockford, a licensed former licensee with CE reference AEU267. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blue Water Capital Management Limited | RO | Type 4 — Advising on securities | 2023-04-03 | 2026-03-19 |
| Blue Water Capital Management Limited | RO | Type 9 — Asset management | 2023-04-03 | 2026-03-19 |
| Finex Hong Kong Limited | RO | Type 1 — Dealing in securities | 2019-10-11 | 2023-03-31 |
| Finex Hong Kong Limited | RO | Type 4 — Advising on securities | 2019-10-11 | 2023-03-31 |
| Finex Hong Kong Limited | RO | Type 9 — Asset management | 2019-10-11 | 2023-03-31 |
| DES Asset Management Limited |
RO | Type 9 — Asset management | 2015-03-03 | 2019-06-17 |
| OP Investment Management Limited 東英投資管理有限公司 |
RO | Type 9 — Asset management | 2007-04-04 | 2014-07-04 |