Tak Lun Li
李德麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Lun Li (李德麟), a licensed Representative with CE reference AEV017. Currently licensed at 1 firm(s): Quam Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-02 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-04-02 | present |
| Hantec Futures Limited 亨達期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-07-31 | 2013-03-31 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-24 | 2013-03-31 |
| Hantec Futures Limited 亨達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-06-24 | 2009-07-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-06-20 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2009-06-20 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-21 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-07-21 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-21 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-21 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-21 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-21 |