Judy Siu Lee Chu
朱小莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Judy Siu Lee Chu (朱小莉), a licensed Representative with CE reference AEV234. Currently licensed at 1 firm(s): SinoPac Securities (Asia) Limited . Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-10 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-08-10 | present |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-28 | 2023-07-28 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2023-07-28 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-30 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-30 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-30 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-30 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-30 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-30 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-30 |