Craig Thomas Totton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Craig Thomas Totton ( ), a licensed former licensee with CE reference AEW306. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2018-10-01 | 2020-02-14 |
| ICAP Securities Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2018-10-01 | 2020-02-14 |
| ICAP Securities Hong Kong Limited | RO | Type 7 — Providing automated trading services | 2018-10-01 | 2020-02-14 |
| ICAP Securities Hong Kong Limited | RO | Type 7 — Providing automated trading services | 2018-04-27 | 2018-09-30 |
| ICAP Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2017-11-07 | 2018-09-30 |
| ICAP Securities Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2017-11-07 | 2018-09-30 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-02-25 | 2017-11-07 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2016-02-25 | 2017-11-07 |
| Tullett Prebon (Hong Kong) Limited | RO | Type 7 — Providing automated trading services | 2014-06-09 | 2014-09-26 |
| Tullett Prebon (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2010-08-26 | 2014-09-26 |
| Tullett Prebon (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2010-08-26 | 2014-09-26 |