Kok Yi Lee
李國宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kok Yi Lee (李國宜), a licensed Responsible Officer with CE reference AEW883. Currently licensed at 1 firm(s): S&P Global Ratings Hong Kong Limited. Active regulated activities: Type 10 — Providing credit rating services. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| S&P Global Ratings Hong Kong Limited | RO | Type 10 — Providing credit rating services | 2011-06-01 | present |
| Standard & Poor's, LLC | RO | Type 4 — Advising on securities | 2004-03-22 | 2007-11-30 |
| Standard & Poor's, LLC | RO | Type 5 — Advising on futures contracts | 2004-03-22 | 2005-03-30 |
| Standard & Poor's, LLC | Rep | Type 4 — Advising on securities | 2003-05-22 | 2004-03-22 |