Ngan Pak

白韌
CE No. AEX663 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngan Pak (白韌), a licensed Responsible Officer with CE reference AEX663. Currently licensed at 2 firm(s): Po Sang Securities Limited, BOCI Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 14.

Licence history

FirmRoleRegulated activityFromTo
Po Sang Securities Limited
寶生證券有限公司
RO Type 1 — Dealing in securities 2025-10-09 present
Po Sang Securities Limited
寶生證券有限公司
RO Type 4 — Advising on securities 2025-10-09 present
BOCI Securities Limited
中銀國際證券有限公司
RO Type 5 — Advising on futures contracts 2025-08-19 present
BOCI Securities Limited
中銀國際證券有限公司
RO Type 2 — Dealing in futures contracts 2025-07-10 present
BOCI Securities Limited
中銀國際證券有限公司
RO Type 1 — Dealing in securities 2015-06-16 present
BOCI Securities Limited
中銀國際證券有限公司
RO Type 4 — Advising on securities 2015-06-16 present
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 5 — Advising on futures contracts 2025-07-10 2025-08-19
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 1 — Dealing in securities 2012-03-13 2015-06-16
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 2 — Dealing in futures contracts 2012-03-13 2025-07-10
BOCI Research Limited
中銀國際研究有限公司
Rep Type 4 — Advising on securities 2004-03-22 2015-04-21
China Reserve Securities Limited
東儲證券有限公司
Rep Type 1 — Dealing in securities present 2004-01-13
China Reserve Securities Limited
東儲證券有限公司
Rep Type 4 — Advising on securities present 2004-03-04
China Reserve Securities Limited
東儲證券有限公司
Rep Type 6 — Advising on corporate finance present 2004-01-13
China Reserve Securities Limited
東儲證券有限公司
Rep Type 9 — Asset management present 2004-01-13

Related