Kut Nam Chan
陳吉南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kut Nam Chan (陳吉南), a licensed former licensee with CE reference AEX826. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FTL Wealth Management (HK) Limited 富通財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-12 | 2006-01-14 |
| Chow Tai Fook Life Insurance Company Limited 周大福人壽保險有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-24 | 2005-08-11 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-07 | 2004-04-19 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-01-07 | 2004-04-19 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-04-19 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-04-19 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-03 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-03 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-03 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-03 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-04-19 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-03 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-03 |