Karen Hoi Yan Lam
林藹茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Hoi Yan Lam (林藹茵), a licensed Responsible Officer with CE reference AEY346. Currently licensed at 2 firm(s): Vision Finance Asset Management Limited, Vision Finance International Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-19 | present |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-12-19 | present |
| Vision Finance International Company Limited 睿智金融國際有限公司 |
RO | Type 1 — Dealing in securities | 2007-11-29 | present |
| Vision Finance International Company Limited 睿智金融國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-11-29 | present |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
RO | Type 1 — Dealing in securities | 2006-05-26 | 2008-01-09 |
| Vision Finance (Capital) Limited 匯金(資本)有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-05-26 | 2008-01-01 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 1 — Dealing in securities | 2003-07-16 | 2006-04-24 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-07-16 | 2006-04-24 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-16 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-16 |