Stefanie Chi Yin Chan
陳志賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stefanie Chi Yin Chan (陳志賢), a licensed Responsible Officer with CE reference AEY353. Currently licensed at 1 firm(s): Finet Securities Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Finet Securities Limited 財華證券有限公司 |
RO | Type 9 — Asset management | 2023-12-07 | present |
| Asia Cornerstone Asset Management Company Limited 亞洲磐海基金有限公司 |
RO | Type 9 — Asset management | 2019-07-04 | 2022-11-10 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-04-12 | 2019-06-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 4 — Advising on securities | 2007-04-12 | 2019-06-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-04-12 | 2019-06-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 9 — Asset management | 2007-04-12 | 2019-04-16 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-04-12 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-04-12 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2007-04-12 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 — Asset management | present | 2007-04-12 |