Allan Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allan Lim ( ), a licensed former licensee with CE reference AEY356. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
RO | Type 1 — Dealing in securities | 2010-07-15 | 2011-10-31 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-01 | 2010-11-20 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-01 | 2010-07-15 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-04-01 | 2010-11-20 |