Chi Yan Tse
謝祠仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yan Tse (謝祠仁), a licensed Representative with CE reference AEY373. Currently licensed at 1 firm(s): Winsome Stock Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winsome Stock Company Limited 永勝證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Winsome Stock Company Limited 永勝證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-08 |
| Winsome Stock Company Limited 永勝證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-08 |
| Winsome Stock Company Limited 永勝證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-08 |