Jong Beum Kim
金鍾範
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jong Beum Kim (金鍾範), a licensed former licensee with CE reference AEY745. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Three Stones Capital Limited 磊投資有限公司 |
RO | Type 4 — Advising on securities | 2017-10-09 | 2020-08-06 |
| Three Stones Capital Limited 磊投資有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-10-09 | 2020-08-06 |
| Three Stones Capital Limited 磊投資有限公司 |
RO | Type 9 — Asset management | 2015-11-11 | 2020-08-06 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2003-12-16 | 2014-09-06 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-08-27 | 2004-11-19 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2014-09-06 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | present | 2014-09-06 |