Vic Yung Yee Li
李鎔而
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vic Yung Yee Li (李鎔而), a licensed Representative with CE reference AEZ263. Currently licensed at 1 firm(s): WealthTac Global Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WealthTac Global Asset Management Limited 富達環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-06-18 | present |
| WealthTac Global Asset Management Limited 富達環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-06-18 | present |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2023-06-09 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2023-06-09 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-26 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2011-08-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2023-06-09 |