Yan (SFC:AEZ539) Chan
陳欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:AEZ539) Chan (陳欣), a licensed former licensee with CE reference AEZ539. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-01-29 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-28 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-28 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-28 |