Charlie Yucheng Shi
施宇澄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charlie Yucheng Shi (施宇澄), a licensed former licensee with CE reference AFA213. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
RO | Type 4 — Advising on securities | 2004-01-28 | 2004-05-06 |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-01-28 | 2004-05-06 |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
RO | Type 9 — Asset management | 2004-01-28 | 2004-05-06 |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-28 |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-28 |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-28 |