Michael Oertli
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Oertli ( ), a licensed former licensee with CE reference AFA291. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 4 — Advising on securities | present | 2004-04-22 |
| UBS Securities Asia Limited | RO | Type 6 — Advising on corporate finance | present | 2004-04-22 |
| UBS Securities Asia Limited | RO | Type 9 — Asset management | present | 2004-04-22 |