Wing Sze Lam
林詠詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Sze Lam (林詠詩), a licensed former licensee with CE reference AFB574. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-01 | 2011-06-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-01 | 2011-06-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 7 — Providing automated trading services | 2011-04-01 | 2011-06-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-04-01 | 2011-06-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-08-01 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2009-08-01 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-26 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2009-08-01 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2009-08-01 |