Philippe Jean Louis Rioche
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philippe Jean Louis Rioche ( ), a licensed former licensee with CE reference AFB864. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2009-01-22 | 2009-08-13 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2008-11-13 | 2009-08-13 |
| Natixis Asia Limited | RO | Type 1 — Dealing in securities | 2007-08-20 | 2008-11-13 |
| Natixis Asia Limited | RO | Type 4 — Advising on securities | 2007-08-20 | 2009-01-22 |