Kwok Cheung Poon
潘國祥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Cheung Poon (潘國祥), a licensed former licensee with CE reference AFB910. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-19 | 2007-12-21 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2003-12-22 | 2004-05-06 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-12-22 | 2004-05-06 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 9 — Asset management | 2003-12-22 | 2004-05-06 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-02 | 2004-05-06 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-04-25 | 2003-08-27 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-04-25 | 2003-08-27 |