Chi Toa Lau
劉志圖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Toa Lau (劉志圖), a licensed former licensee with CE reference AFC442. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-12 | 2023-12-15 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-29 | 2023-09-11 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2020-03-31 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-28 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-28 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-28 |