Nga Ching Yu
余雅晶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nga Ching Yu (余雅晶), a licensed Responsible Officer with CE reference AFC514. Currently licensed at 1 firm(s): Mercer Investments (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-03-17 | present |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-04-26 | present |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-30 | present |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-30 | 2022-03-17 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2011-09-22 | 2013-11-28 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 4 — Advising on securities | 2011-09-22 | 2013-11-28 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2011-05-23 | 2013-11-28 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-16 | 2011-09-22 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-16 | 2011-09-22 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-10 | 2010-03-12 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-10-10 | 2010-03-12 |