Chi Wai Woo
胡志偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wai Woo (胡志偉), a licensed former licensee with CE reference AFC530. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Broad Fund Management Limited 博大基金管理有限公司 |
RO | Type 4 — Advising on securities | 2023-09-07 | 2026-02-27 |
| Broad Fund Management Limited 博大基金管理有限公司 |
RO | Type 9 — Asset management | 2023-09-07 | 2026-02-27 |
| Entersys Asset Management Hong Kong Limited 進激資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2022-06-14 | 2023-06-07 |
| Entersys Asset Management Hong Kong Limited 進激資產管理香港有限公司 |
RO | Type 9 — Asset management | 2022-06-14 | 2023-06-07 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-06-17 | 2022-05-23 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
RO | Type 9 — Asset management | 2021-06-17 | 2022-05-23 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-23 | 2021-06-17 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-03-23 | 2021-06-17 |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-16 | 2021-03-14 |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 4 — Advising on securities | 2018-08-16 | 2021-03-14 |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 9 — Asset management | 2018-08-16 | 2021-03-14 |
| SDHG International Securities Limited 山高國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-09 | 2018-06-22 |
| Red South Investment Management Limited 紅南投資管理有限公司 |
RO | Type 4 — Advising on securities | 2017-06-12 | 2017-09-08 |
| Red South Investment Management Limited 紅南投資管理有限公司 |
RO | Type 9 — Asset management | 2017-06-12 | 2017-09-08 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2013-07-04 | 2016-07-12 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-07-04 | 2016-07-12 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
RO | Type 9 — Asset management | 2012-09-17 | 2016-07-12 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-26 | 2013-07-04 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-01-26 | 2013-07-04 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-01-26 | 2012-09-17 |
| Centaline Securities Limited 中原證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-11-01 | 2016-07-12 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2011-10-30 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2010-06-30 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-17 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-17 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-17 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-12-17 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 9 — Asset management | present | 2010-06-30 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-17 |