Yieu Thiem
詹柔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yieu Thiem (詹柔), a licensed former licensee with CE reference AFC599. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wang On Securities Limited 宏安證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-11 | 2024-07-31 |
| Wang On Securities Limited 宏安證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-06-27 | 2009-02-11 |
| Wang On Securities Limited 宏安證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-06-27 |
| Wang On Securities Limited 宏安證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-02 |
| Wang On Securities Limited 宏安證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-02 |
| Wang On Securities Limited 宏安證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-02 |