Austin Raymond Caffrey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Austin Raymond Caffrey ( ), a licensed former licensee with CE reference AFC708. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Chartered Trustee (Hong Kong) Limited 渣打信託(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-02 |
| Standard Chartered Trustee (Hong Kong) Limited 渣打信託(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-02 |
| Standard Chartered Trustee (Hong Kong) Limited 渣打信託(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-02 |
| Standard Chartered Trustee (Hong Kong) Limited 渣打信託(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-02 |