Andy Kok Heng Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andy Kok Heng Chan ( ), a licensed former licensee with CE reference AFC953. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | 2010-05-20 | 2011-02-16 |
| UBS Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2005-12-29 | 2011-02-16 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2005-10-25 | 2011-02-16 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2010-05-20 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-02-04 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2005-02-04 |