Roy Kuan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roy Kuan ( ), a licensed former licensee with CE reference AFD203. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neo Risk Investment Advisors Limited | RO | Type 4 — Advising on securities | 2020-08-06 | 2021-03-17 |
| Neo Risk Investment Advisors Limited | RO | Type 9 — Asset management | 2020-08-06 | 2021-03-17 |
| Neo Risk Investment Advisors Limited | Rep | Type 9 — Asset management | 2020-07-22 | 2020-08-06 |
| Neo Risk Investment Advisors Limited | Rep | Type 4 — Advising on securities | 2020-06-24 | 2020-08-06 |
| CVC Asia Pacific Limited |
RO | Type 1 — Dealing in securities | 2009-11-16 | 2020-03-02 |
| CVC Asia Pacific Limited |
RO | Type 4 — Advising on securities | 2004-01-12 | 2020-03-02 |
| CVC Asia Pacific Limited |
RO | Type 9 — Asset management | 2004-01-12 | 2018-10-10 |
| CVC Asia Pacific Limited |
Rep | Type 4 — Advising on securities | present | 2004-01-12 |
| CVC Asia Pacific Limited |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-03 |
| CVC Asia Pacific Limited |
Rep | Type 9 — Asset management | present | 2004-01-12 |