Joseph Thomas Draper
鄧柏忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Thomas Draper (鄧柏忠), a licensed former licensee with CE reference AFD295. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pacific Advantage Capital Limited | RO | Type 4 — Advising on securities | 2010-10-25 | 2013-01-14 |
| Pacific Advantage Capital Limited | RO | Type 9 — Asset management | 2010-10-25 | 2013-01-14 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-09-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-03 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-03 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-03-03 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-03 |