Sk Sean Soo
蘇彥霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sk Sean Soo (蘇彥霖), a licensed Responsible Officer with CE reference AFD468. Currently licensed at 1 firm(s): APES Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| APES Capital Management Limited |
RO | Type 4 — Advising on securities | 2023-04-27 | present |
| APES Capital Management Limited |
RO | Type 9 — Asset management | 2023-04-27 | present |
| APES Capital Management Limited |
Rep | Type 4 — Advising on securities | 2023-03-03 | 2023-04-27 |
| APES Capital Management Limited |
Rep | Type 9 — Asset management | 2023-03-03 | 2023-04-27 |
| JVSakk Asia Limited 匯通永利亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-17 | 2022-12-11 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-11-17 | 2022-12-11 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
RO | Type 9 — Asset management | 2017-11-17 | 2022-12-11 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2013-06-06 | 2014-10-08 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-06-06 | 2014-10-08 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
RO | Type 9 — Asset management | 2012-10-17 | 2014-10-08 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
RO | Type 4 — Advising on securities | 2008-08-28 | 2012-10-12 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
RO | Type 9 — Asset management | 2008-08-28 | 2012-10-12 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-10 | 2007-06-15 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-06-15 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2007-06-15 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2007-06-15 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-05 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-05 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-05 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-07 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-05 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-05 |