Snowy Sze Ling Tan
陳施霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Snowy Sze Ling Tan (陳施霖), a licensed former licensee with CE reference AFD553. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-18 | 2015-05-15 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-02-18 | 2015-05-15 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2011-02-18 | 2015-05-15 |
| Cypress Lane Capital Limited |
Rep | Type 9 — Asset management | 2009-07-21 | 2010-11-30 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-22 | 2008-08-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-03-22 | 2008-08-01 |
| Ritchie Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2005-07-19 | 2006-01-16 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2004-08-09 | 2005-06-02 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2004-08-09 | 2005-06-02 |