Minghui Ye
叶明輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Minghui Ye (叶明輝), a licensed Responsible Officer with CE reference AFD707. Currently licensed at 1 firm(s): Lancy Global Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lancy Global Asset Management Limited 朗姿環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-07-21 | present |
| Lancy Global Asset Management Limited 朗姿環球資產管理有限公司 |
RO | Type 9 — Asset management | 2021-07-21 | present |
| Core Capital Securities Limited 凱匯資本證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-24 | 2021-06-30 |
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-14 | 2020-12-16 |
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-12-14 | 2021-06-30 |
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
RO | Type 9 — Asset management | 2017-12-14 | 2021-06-30 |
| Seazen Resources Securities Limited 新城晉峰證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-08 | 2017-06-30 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2015-05-19 | 2017-06-30 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-03-17 | 2017-06-30 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 9 — Asset management | 2015-03-17 | 2017-06-30 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-04-27 | 2015-02-01 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2005-12-02 | 2015-02-01 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2005-12-02 |