Wai Yin Shum
岑慧賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yin Shum (岑慧賢), a licensed former licensee with CE reference AFD972. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-12 | 2019-09-27 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-09-12 | 2019-09-27 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-22 | 2011-10-21 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-10-22 | 2004-02-19 |
| Celestial Finance Limited 時富財務有限公司 |
Rep | Type 8 — Securities margin financing | present | 2004-01-09 |